Trust Academy Quarterly Meeting Q3 - Compliance

Compliance with applicable laws and regulations has full focus of DNB. From news messages in the media we can learn that DNB has issued instruction letters and fined trust companies for shortcomings in their on-going CDD obligations and transaction monitoring. Some trust companies have lost their license.

During this quarterly update we will therefore zoom-in on the importance of on-going CDD, transaction monitoring and corporate behaviour and culture. We will do this by discussing the following topics and hand you several useful tools to improve your performance:

On-going Customer Due Diligence

Wwft and Wtt requirements
Tools
Best practices

Transaction monitoring

Sanctions
Avoidance and U-turn constructions
Third party transactions

Other ML/TF signals

Behaviour and culture

Acting in the spirit of the law
Tone at the top
Moral dilemmas (in the boardroom)

Tuesday October 17, 2023
13:00 - 17:15

Ja, ik wil me inschrijven voor Trust Academy Quarterly Meeting Q3 - Compliance te Hotel Schiphol A4. De factuur à €395 (excl. btw) ontvang ik kort voor de startdatum van de cursus.

Praktisch

Datum, tijd en locatie

Dinsdag 17 oktober 2023
13.00 uur - 17.15 uur

Hotel Schiphol A4

Prijs

Prijs: €395 (excl. btw)

Betaling: Je ontvangt kort voorafgaand aan de startdatum de factuur.

Accreditatie

HQ: 4 PE-punten

Docent(en)

Heb je vragen over deze opleiding? Ik beantwoord ze graag voor je. Ik denk ook graag mee over een maatwerkcursus of volledig programma voor jouw kantoor.

Sdu Licent Academy